Vulnerable Populations and Emerging Interventions
Why children, pregnant people, seriously ill patients and others need extra care around emerging interventions, with what US research rules, the FDA and the EMA say.
Content last updated . This page has not been medically reviewed.
Read this first
If you or someone you care for is pregnant, breastfeeding, a child, or living with a serious illness, do not start, stop or change a treatment on the basis of this page. Talk with the prescriber or treating team. If someone becomes seriously unwell after any procedure, get medical care right away; in the United States call 911 for an emergency.This page is information only. It explains why some groups get extra protection in research and why they are often the targets of aggressive marketing. It makes no recommendation about any product.
Two different problems
"Vulnerable" can mean two things, and they are easy to mix up:- Research protections. Rules that add safeguards when people are enrolled in studies, because they may be more open to pressure or less able to judge risk.
- Marketing and access. Some groups are more likely to be offered unproven products because they are desperate for options or because little evidence exists for them.
Evidence labels used here are explained in how we label evidence.
What US research rules say
The US federal human-subjects policy (45 CFR Part 46, current text read 2026-10-22) applies to research conducted, supported, or otherwise subject to regulation by a federal department or agency that adopts it. [1] A clinic selling a product raises a different question, about product approval, which the FDA addresses in its own notices.The rules say that when subjects are likely to be vulnerable to coercion or undue influence, such as children, prisoners, individuals with impaired decision-making capacity, or economically or educationally disadvantaged persons, additional safeguards must be included in the study. [1] The policy has separate subparts with additional protections for pregnant women, fetuses and neonates (Subpart B), prisoners (Subpart C) and children (Subpart D). [1]
| Group | What the regulation text says |
|---|---|
| Children | Children are persons who have not attained the legal age for consent to the research procedures under applicable law. Assent means a child's affirmative agreement. [1] |
| Pregnant women and fetuses | Research may include them only if conditions are met, including that preclinical studies (including in pregnant animals) and clinical studies in nonpregnant women have been done to assess risks where scientifically appropriate. [1] |
| Prisoners | Covered by a separate subpart with additional protections. [1] |
These subparts describe research approval. They do not mean an intervention is safe.
Children
The FDA's list of conditions for which regenerative medicine therapies have not been approved includes autism. [3] The same page warns that illegally marketed products can lead to infections, blindness and tumor formation. [3] See also children and teens. For research the rules cover, an ethics board must find that adequate provisions are made for the assent of the children and the permission of their parents or guardians. [1]Serious or terminal illness
The ISSCR acknowledges that when no effective treatment exists, it is easy to understand why you may feel there is nothing to lose. [4] It says unproven treatments can create new health problems and that receiving one may make you ineligible for future clinical trials. [4] The EMA and the Heads of Medicines Agencies say unregulated advanced therapies are often sold as a "last hope," exploiting the worries of patients and their families. [5] The FDA warns that clinics may delay legitimate treatment, or cause harm, by offering unapproved exosome products with unsubstantiated claims. [6]Other groups
- Older adults, people with disabilities, and people with limited resources: the research rules name impaired decision-making capacity and economic or educational disadvantage as reasons for added safeguards. [1] We did not find an official source that sets out age-specific rules for emerging interventions, so none are described.
- Identifiable communities in genetic research: the NHGRI notes that groups such as specific racial or ethnic groups, geographically defined communities and members of ultra-rare disease groups face unique privacy concerns. [7]
A practical frame
- Ask whether an intervention was ever tested in a group like yours. If not, "proven" claims may not apply.
- Ask who benefits financially. See financial conflicts in emerging health products.
- Ask about the consent process. See informed consent in emerging treatments.
Frequently asked questions
Why are some groups called vulnerable in research?
US federal rules name children, prisoners, people with impaired decision-making capacity, and economically or educationally disadvantaged people as groups vulnerable to coercion or undue influence, and require additional safeguards. [1]
Are pregnant women excluded from research?
Not automatically. The US rules allow pregnant women and fetuses to be involved only if specific conditions are met, including earlier studies to assess risk where scientifically appropriate. [1]
Why do so many unproven treatments target seriously ill people?
Regulators describe products sold online as a "last hope," exploiting patients and families. [5] The FDA says the claims are unsubstantiated. [6]
Do these research rules apply to a clinic that just sells a treatment?
Not in the same way. The research policy covers research supported or regulated by federal departments or agencies. [1] Clinic sales fall under product rules such as the FDA's.
Where do I find pregnancy information for a medicine?
For approved prescription drugs, the FDA's labeling rule requires a pregnancy section and a lactation section. [2] Ask the prescriber or pharmacist.
More details: evidence, limits and cautions
The details behind this page: cautions, limits of the evidence and where sources disagree. Open any note to read it.
Pregnancy and breastfeeding
Immune suppression and infection risk
References
- U.S. Electronic Code of Federal Regulations. 45 CFR Part 46, Protection of Human Subjects (current text). Read 2026-10-22.
- U.S. Food and Drug Administration. Pregnancy and Lactation Labeling (Drugs) Final Rule (page dated 12/3/14). Read 2026-10-22.
- U.S. Food and Drug Administration. Important Patient and Consumer Information About Regenerative Medicine Therapies (posted June 3, 2021; content current as of April 8, 2024). Read 2026-10-22.
- International Society for Stem Cell Research (ISSCR). Nine Things to Know About Stem Cell Treatments (patient information page, undated). Read 2026-10-22.
- European Medicines Agency. Advanced therapy medicinal products: overview, including the EMA/HMA statement on risks of unregulated advanced therapies (page read as published). Read 2026-10-22.
- U.S. Food and Drug Administration. Public Safety Notification on Exosome Products (December 6, 2019). Read 2026-10-22.
- National Human Genome Research Institute. Privacy in Genomics (page last updated February 6, 2024). Read 2026-10-22.